Legal and Compliance Officer Full-time Job
5 years ago - Other - Phnom Penh - 1,277 viewsRoles & Responsibilities:
- Involve and assist in IPOs projects such as Legal Due Diligence and documentation.
- Coordinate and facilitate with lawyers, SECC and CSX and other authorities in connection with the deals.
- Draft, review and comment on legal issues as instructed by Supervisors.
- Monitor and verify the transaction of brokerage department to comply with the authorities’ regulations and laws.
- Conduct Compliance Training on Know Your Customer/Customer Due Diligence and Anti-Money Laundering and Combatting Financing Terrorism to relevant staffs.
- Perform other relevant tasks assigned by Superiors from time to time.
Job Requirements:
- Bachelor Degree of Law.
- Minimum 2 years of relevant experience in securities or financial sector.
- Self-motivated, independent and willing to work in fast-facing environment.
- Strong communication and interpersonal skill.
- Fluent command of both Khmer and English languages.
How to Apply:
Interested candidates are welcomed to send your updated CV with recent photo to the following address or through the e-mail. Only short-listed candidates will be contacted for interview.
Address: 13A Floor, Phnom Penh Tower, No. 445, Preah Monivong Blvd, Sangkat Boeung Pralit, Khan 7makara, Phnom Penh.
Contact Person: Ms. Hou Manyla, Head of HR and Administration
(All applications will be treated in strict confidentiality)
Company Description
Established in February 2010, SBI Royal Securities Plc (SBIR) became the first Japanese financial institution to acquire the “full license” required to operate a securities business in Cambodia from Securities and Exchange Commission of Cambodia (SECC). SBIR merged with the Royal Group’s securities unit of Cambodia in December 2011and made a capital alliance with Finansia Syrus Securities Public Company Limited (Finansia Syrus) of Thailand in May 2014.
